Course Details

There seem to be a blizzard of detailed requirements in the MLR 2017 and the CCAB AML Guidance. In this session we will focus on just 12 key points – many of which you probably already have safely under your belt – to enable you to zero in on any fundamental obligations you may have missed. If you have sorted all twelve of these fundamentals – rest easy in your bed tonight!

 

In this session David Winch will cover the following topics:

  • What are the 12 fundamental obligations?
  • Are there any exemptions for very small firms?
  • How much documentation is required?
  • Will these obligations change when the FCA take over?
  • Do I need AML software to meet these requirements?

 

By attending this session, attendees will recognise 12 fundamental obligations under MLR 2017 enabling them to focus their attention on the key requirements.

The session will be of most interest to accountants, bookkeepers, tax advisers, auditors and TCSPs particularly those acting for UK owner-managed companies.

 

Course level: Need to know

CPD Course Speaker

BCom FCA - Director

David Winch

David has had over 30 years’ experience in accountancy with a wide variety of firms and their clients ranging from the smallest to major multi-nationals. He is author of numerous articles and two books, 'Money Laundering for Lawyers: the new requirements and their practical implications' (with Janet Bazley KC) and 'A Practical Guide to Confiscation and Restraint' (with Narita Bahra KC and John Carl Townsend). David is also a forensic accountant, an experienced expert witness and a speaker at conferences and training events as a nationally recognised authority on money laundering, proceeds of crime and confiscation.