Red Flag Indicators and Suspicious Activity Reporting (Nov 23)
Category: Law & Regulation and Compliance | Duration: 2hrs | Tag: VODTEMIUK23S3 | Type: Video | Course Level: Need to Know | Speaker: Elaine Jackson | Date: 07/11/2023 13:40
Course Details
Whether we are taking on a new client or reviewing our interactions with an existing client, we must be mindful of the Red Flag Indicators and our obligation to report Suspicious Activity Transactions. In this course, we consider those Red Flag Indicators, Suspicious Activity Reporting, those instances when we simply reject a potential new client and how we should approach disengaging a current client.
In this course Elaine Jackson covers the following topics;
- Red Flag Indicators
- Internal Reporting of SARS to the MLRO
- External Reporting of SARS by the MLRO
- Considerations for Continuing the Client Engagement (Post SAR)
CPD Course Speaker
OmniPro Practice Support
Elaine Jackson
As a member of our Practice Support team, Elaine’s focus is on providing firm’s with assistance and training in the following areas; Anti-Money Laundering, Auditing, Preparing for Monitoring Visits and Post Monitoring Visit follow-ups.
Elaine has over 15 years Accountancy Practice experience which has provided her with a wealth of knowledge across all industries and sectors. Elaine is an AITI Chartered Tax Advisor, a Certified Public Accountant and holds a Diploma in Corporate Finance.
Elaine has over 15 years Accountancy Practice experience which has provided her with a wealth of knowledge across all industries and sectors. Elaine is an AITI Chartered Tax Advisor, a Certified Public Accountant and holds a Diploma in Corporate Finance.