Non-Audit Monitoring Visits - How to Prepare and What to Expect (Nov 23)
Category: Financial Reporting | Duration: 1hr | Tag: VODEAMINI23S7 | Type: Video | Course Level: Intermediate | Speaker: Colm Owens | Date: 16/11/2023 15:40
Course Details
In this course, Colm Owens considers some of the issues that come up on monitoring visits in relation to non-audit files, client monies & AML. This will be of interest to accountants who are expecting a monitoring visit in the near future which may include a non-audit element (or be a non-audit monitoring visit in itself) and to all accountants for on-going compliance and best practice. Monitoring visits can be stressful events, so being well-prepared can make them go much smoother and help to ensure they go well.
The following topics are covered:
- Audit-exempt files – the requirements
- Audit-exempt financial statements
- Client Monies;
- Anti-Money Laundering;
CPD Course Speaker
Practice Support Executive, OmniPro
Colm Owens
As a member of our Practice Support team, Colm’s focus is on helping practices achieve on-going best practice compliance, prepare for monitoring visits and assist with post-monitoring visits follow-ups.
Having spent the 6 years prior to joining OmniPro as a quality reviewer with Chartered Accountants Ireland Colm has a unique insight into how firms operate, the challenges facing firms and how firms are responding to current issues facing them and the profession.
Having spent the 6 years prior to joining OmniPro as a quality reviewer with Chartered Accountants Ireland Colm has a unique insight into how firms operate, the challenges facing firms and how firms are responding to current issues facing them and the profession.